| Provider | Service type | Compensation |
|---|---|---|
ENTRUSTPERMAL7 years Service code 28 · EIN 41-2048502 | Investment Management | $4,841,375 |
AMERICAN REALTY ADVISORS8+ years Service code 28 · EIN 33-0123114 | Investment Management | $3,232,069 |
ACADIAN ASSET MANAGEMENT LLC8+ years Service code 28 · EIN 04-2929221 | Investment Management | $2,387,558 |
RICE HALL JAMES8+ years Filed as: RICE HALL JAMES & ASSOCIATES LLC Service code 28 · EIN 43-1992528 | Investment Management | $2,384,274 |
HARVEST FUND ADVISORS LLC3 years Service code 28 · EIN 13-4314689 | Investment Management | $2,314,671 |
Filed as: HEITMAN CAPITAL MANAGEMENT Service code 28 · EIN 36-4263867 | Investment Management | $2,285,971 |
HAMILTON LANE ADVISORS, LLC8+ years Filed as: HAMILTON LANE ADVISORS LLC Service code 28 · EIN 23-2962336 | Investment Management | $2,231,305 |
PROSKAUER ROSE LLP4 years Filed as: PROSKAUER ROSE, LLP Service code 29 · EIN 13-1840454 | Legal | $2,051,247 |
VITECH SYSTEMS GROUP2 years Filed as: VITECH SYSTEMS SUB LLC Service code 50 · EIN 13-3785492 | Direct Payment | $1,620,717 |
BLACKSTONE4 years Filed as: BLACKSTONE ALTERNATIVE ASSET MGMT Service code 28 · EIN 13-3702086 | Investment Management | $1,468,493 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | NATIONAL I.A.M. BENEFIT TRUST FUND | RELATED BENEFIT FUND EXTENSION OF CREDIT. | — | $2.1M |
| Part 3 Non-exempt transaction | IAM NATIONAL 401(K) PLAN | RELATED BENEFIT FUND EXTENSION OF CREDIT. | — | $1.0M |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $1,469,698-100.0% | $213,834-100.0% | $1,469,698-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 12.2%-12.2pp | 0.0%0pp |
| Annual return | -9.88% | 7.68%-17.6pp | -5.12%-4.8pp | 7.68%-17.6pp |
| Employer contribution / active EE | $5,786 | $9,142-36.7% | $31,020-81.3% | $9,142-36.7% |
| Participant deferral / active EE | $0 | $462-100.0% | $101-100.0% | $462-100.0% |
| Admin fee / account holder | $0 | $19,323-100.0% | $2,852-100.0% | $19,323-100.0% |