Filed December 20, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $16,352 |
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $15,602 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,626 | $65,376-40.9% | $87,100-55.7% | $65,185-40.7% |
| Participation rate | 75.7% | 75.3%+0.4pp | 76.9%-1.2pp | 70.2%+5.5pp |
| Annual return | 23.93% | 31.27%-7.3pp | 28.19%-4.3pp | 29.38%-5.5pp |
| Employer contribution / active EE | $1,421 | $1,822-22.0% | $2,521-43.6% | $2,177-34.7% |
| Participant deferral / active EE | $1,962 | $3,388-42.1% | $4,049-51.5% | $3,514-44.2% |
| Admin fee / account holder | $80 | $520-84.6% | $7,497-98.9% | $847-90.6% |