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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $10,399 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,075 | $45,126-37.8% | $85,187-67.0% | $74,459-62.3% |
| Participation rate | 86.7% | 49.4%+37.4pp | 67.5%+19.2pp | 67.2%+19.5pp |
| Annual return | 14.65% | 26.30%-11.6pp | 66.67%-52.0pp | 1369.70%-1355.0pp |
| Employer contribution / active EE | $366 | $1,460-75.0% | $2,732-86.6% | $2,626-86.1% |
| Participant deferral / active EE | $2,611 | $2,738-4.7% | $4,525-42.3% | $4,350-40.0% |
| Admin fee / account holder | $60 | $2,212-97.3% | $6,162-99.0% | $1,945-96.9% |