Filings through .
Filed October 25, 2019 (most recent of 2 filings on file)
Total covered: 8 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 49 · EIN 26-4310632 | Other Services | $88,712 |
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $36,164 |
19 funds of $250K or more; 18 lines in all, holding $19.7M of the plan's $25.8M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: American Funds Target Date, mutual fund, 67% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 13 vintages | $13.1M | 66.8% |
| Registered American Am Fds Grth Fd of Am R3 Fund Capital Group · Mutual fund Possible retail class R3 | $992K | 5.0% |
| Registered American Am Fds New Persp R3 Fund Capital Group · Mutual fund Possible retail class R3 | $892K | 4.5% |
| Columbia Strategic Income R Fd Ameriprise (Columbia Threadneedle) · Mutual fund | $794K | 4.0% |
| Prin LgCap S&P 500 Index R3 Fund Principal · Mutual fund IndexPossible retail class R3Recordkeeper's own fund | $742K | 3.8% |
| Fidelity Adv Strat Inc M Fund Fidelity (FMR) · Mutual fund | $739K | 3.8% |
| MidCap Value Fund I R-3 Principal · Mutual fund Possible retail class R3Recordkeeper's own fund | $557K | 2.8% |
| American Fds Am Mut R3 Fd Capital Group · Mutual fund Possible retail class R3 | $553K | 2.8% |
| Prin Equity Income R3 Fund Principal · Mutual fund Possible retail class R3Recordkeeper's own fund | $484K | 2.5% |
| Prin SmCap S&P 600 Index R3 Fund Principal · Mutual fund IndexPossible retail class R3Recordkeeper's own fund | $345K | 1.8% |
Added 2 funds, dropped 2 funds, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighLargeCap Growth Fund I R-3 to Registered American Am Fds Grth Fd of Am R3 Fund | $883K to $992K |
| DroppedNEW World Fund INC Class R-3 | $832K |
| AddedMidCap Value Fund I R-3 | $557K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.