Filed April 4, 2016
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $63,577 |
CREATIVE PLANNING LLC4 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $21,666 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $188 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $230,824 | $61,391+276.0% | $149,723+54.2% | $71,529+222.7% |
| Participation rate | 99.1% | 62.5%+36.6pp | 78.8%+20.3pp | 67.9%+31.2pp |
| Annual return | 20.75% | 35.88%-15.1pp | 134.50%-113.7pp | 28.97%-8.2pp |
| Employer contribution / active EE | $10,473 | $2,384+339.4% | $4,821+117.2% | $2,590+304.4% |
| Participant deferral / active EE | $6,478 | $2,921+121.8% | $5,682+14.0% | $4,291+51.0% |
| Admin fee / account holder | $295 | $1,264-76.7% | $13,215-97.8% | $1,588-81.4% |