Filed December 31, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CREATIVE PLANNING LLC4+ years Filed as: CREATIVE PLANNING, INC. Service code 27 · EIN 43-1270780 | Advisory (Plan) | $131,105 |
NEWPORT GROUP, INC.3 years Service code 15 · EIN 27-2037969 | Recordkeeping | $32,313 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,552 | $80,005-11.8% | $140,016-49.6% | $55,725+26.6% |
| Participation rate | 90.7% | 87.0%+3.7pp | 87.5%+3.2pp | 70.9%+19.9pp |
| Annual return | -6.98% | 0.46%-7.4pp | 651.12%-658.1pp | 244.93%-251.9pp |
| Employer contribution / active EE | $2,616 | $3,403-23.1% | $5,606-53.3% | $2,078+25.9% |
| Participant deferral / active EE | $7,911 | $5,264+50.3% | $6,927+14.2% | $3,356+135.8% |
| Admin fee / account holder | $474 | $116+309.5% | $10,705-95.6% | $115+311.2% |