Filed April 26, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LAWING FINANCIAL1+ years Filed as: LAWING FINANCIAL, INC Service code 28 · EIN 48-1188446 | Investment Management | $247,473 |
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Float rev... | $143,585 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,227 | $50,498-2.5% | $75,781-35.0% | $55,191-10.8% |
| Participation rate | 82.1% | 69.4%+12.7pp | 75.8%+6.3pp | 69.2%+13.0pp |
| Annual return | -2.21% | 1.80%-4.0pp | 9.68%-11.9pp | 10.78%-13.0pp |
| Employer contribution / active EE | $1,944 | $2,291-15.2% | $3,323-41.5% | $1,899+2.4% |
| Participant deferral / active EE | $4,184 | $2,589+61.6% | $3,651+14.6% | $3,046+37.3% |
| Admin fee / account holder | $558 | $123+353.4% | $5,299-89.5% | $91+514.5% |