Filed November 5, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC2+ years Service code 55 · EIN 25-2384840 | Other Commissions | $87,661 |
Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907 | Recordkeeping | $36,587 |
RELIANCE TRUST COMPANY2+ years Service code 19 · EIN 58-1428634 | Securities Custodian | $282 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
Filed as: MESIROW FINANCIAL INVESTMENT MANAGA Service code 27 | Advisory (Plan) | $0 |
Filed as: MESIROW FINANCIANL INVESTMENT MANAG Service code 27 · EIN 36-3429599 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,653 | $80,211-26.9% | $74,183-20.9% | $63,975-8.3% |
| Participation rate | 86.9% | 84.2%+2.7pp | 76.6%+10.2pp | 71.1%+15.7pp |
| Annual return | 7.64% | 14.13%-6.5pp | 17.74%-10.1pp | 48.65%-41.0pp |
| Employer contribution / active EE | $2,292 | $2,553-10.2% | $2,370-3.3% | $2,182+5.1% |
| Participant deferral / active EE | $3,673 | $4,370-15.9% | $3,550+3.5% | $3,356+9.4% |
| Admin fee / account holder | $31 | $67-53.6% | $5,586-99.4% | $70-55.7% |