Retirement plan

SHAWNEE MISSION TREE SERVICE, INC. PROFIT SHARING PLAN

Name: SHAWNEE MISSION TREE SERVICE, IN - SHAWNEE MISSION TREE SERVICE, INC. PROFIT SHARING PLAN (2017) Form 5500
Creator: SHAWNEE MISSION TREE SERVICE, IN
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SHAWNEE MISSION TREE SERVICE, INC. PROFIT SHARING PLAN, SHAWNEE MISSION TREE SERVICE, IN

SHAWNEE MISSION TREE SERVICE, INEIN 48-0833928Plan #001PY 2017

8250 COLE PARKWAY - SHAWNEE, KS 66227913-563-7536

Prospect flagsLow participationLow fidelity bond

How to read this page

Total assets (EOY)

$3.2M

+10.1% from 2016

Total participants

137

-6.8% from 2016

Average account balance

$42,032

+4.3% from 2016

Annual return

15.56%

+8.88 pp from 2016

Benchmarks

See 945 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants100-249

Cohort945 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$4.66M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$25K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

190

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

86.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$581K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+9.80%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$169

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
COMPENSATION BENEFIT PLANNING, INC.1 year Filed as: COMPENSATION BENEFIT PLANNING INC. Service code 13 3552 NE RALPH POWELL RD · LEES SUMMIT, MO 640642360	Contract Administrator	$6,160
EDWARD JONES2 years Service code 27 1255 MANCHESTER RD · ST LOUIS, MO 63131	Advisory (Plan)	$2,480
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745	Recordkeeping	$910
AMERICAN FUNDS1 year Filed as: CAPITAL RESEARCH AND MANAGEMENT Service code 64 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071	Recordkeeping Fees	$472

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$8K

$61 / participant

Other / not subdivided$8K100.0%

% of EOY assets

0.249%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BOAN, CONNEALY & HOULEHAN LLC
Auditor EIN: 274360947
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$42,032

$36,767+14.3%

$81,473-48.4%

$62,293-32.5%

Participation rate

53.1%

54.4%-1.4pp

68.0%-14.9pp

69.5%-16.4pp

Annual return

15.56%

173.80%-158.2pp

38.78%-23.2pp

28.90%-13.3pp

Employer contribution / active EE

$448

$1,128-60.3%

$2,568-82.6%

$2,042-78.1%

Participant deferral / active EE

$1,537

$2,111-27.2%

$3,537-56.5%

$3,169-51.5%

Admin fee / account holder

$105

$797-86.9%

$4,561-97.7%

$479-78.1%

Provider

Service type

Compensation

COMPENSATION BENEFIT PLANNING, INC.1 year

Filed as: COMPENSATION BENEFIT PLANNING INC.

Service code 13

3552 NE RALPH POWELL RD · LEES SUMMIT, MO 640642360

Contract Administrator

$6,160

EDWARD JONES2 years

Service code 27

1255 MANCHESTER RD · ST LOUIS, MO 63131

Advisory (Plan)

$2,480

ADP BROKER-DEALER1 year

Filed as: ADP, LLC

Service code 15 · EIN 13-3036745

Recordkeeping

$910

AMERICAN FUNDS1 year

Filed as: CAPITAL RESEARCH AND MANAGEMENT

Service code 64

333 SOUTH HOPE STREET · LOS ANGELES, CA 90071

Recordkeeping Fees

$472

SHAWNEE MISSION TREE SERVICE, INC. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SHAWNEE MISSION TREE SERVICE, INC. PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion