Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $47,003 |
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $3,325 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,376 | $65,125+8.1% | $143,797-51.1% | $66,949+5.1% |
| Participation rate | 76.1% | 65.2%+10.9pp | 80.3%-4.2pp | 69.8%+6.3pp |
| Annual return | -16.41% | -11.13%-5.3pp | -0.04%-16.4pp | 1.57%-18.0pp |
| Employer contribution / active EE | $3,798 | $2,362+60.8% | $4,952-23.3% | $2,545+49.2% |
| Participant deferral / active EE | $4,068 | $2,920+39.3% | $5,638-27.9% | $4,239-4.0% |
| Admin fee / account holder | $16 | $503-96.8% | $14,679-99.9% | $594-97.3% |