Filed May 6, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES7 years Filed as: EDWARD D. JONES & CO., L.P. Service code 26 · EIN 43-0345811 1316 N WALNUT ST · CAMERON, MO 64429 | Advisory (Participants) | $30,889 |
Filed as: WILSHIRE ASSOCIATES INC (USA) Service code 26 · EIN 95-2755361 1299 OCEAN AVENUE · SANTA MONICA, CA 90401 | Advisory (Participants) | $2,471 |
Filed as: JOHN HANCOCK (USA) Service code 15 · EIN 01-0233346 RETIREMENT PLAN SERVICES · BUFFALO, NY 142010600 | Recordkeeping | $950 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,508 | $24,733+270.0% | $69,647+31.4% | $74,495+22.8% |
| Participation rate | 95.2% | 63.5%+31.7pp | 66.5%+28.7pp | 67.2%+28.0pp |
| Annual return | 16.51% | 18.55%-2.0pp | 100.48%-84.0pp | 1364.94%-1348.4pp |
| Employer contribution / active EE | $2,557 | $1,001+155.6% | $1,712+49.3% | $2,623-2.5% |
| Participant deferral / active EE | $2,414 | $1,901+27.0% | $2,886-16.4% | $4,346-44.5% |
| Admin fee / account holder | $718 | $1,892-62.0% | $4,713-84.8% | $1,942-63.0% |