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| Provider | Service type | Compensation |
|---|---|---|
KESTRA INVESTMENT SERVICES LLC1+ years Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $58,279 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $57,907 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,721 | $105,179-71.7% | $64,101-53.6% | $80,157-62.9% |
| Participation rate | 95.9% | 73.5%+22.4pp | 72.3%+23.6pp | 72.9%+22.9pp |
| Annual return | 0.00% | 20.34%-20.3pp | 33.72%-33.7pp | 40.39%-40.4pp |
| Employer contribution / active EE | $0 | $3,311-100.0% | $2,749-100.0% | $2,977-100.0% |
| Participant deferral / active EE | $8,932 | $4,020+122.2% | $3,881+130.2% | $5,015+78.1% |
| Admin fee / account holder | $72 | $113-36.5% | $3,070-97.7% | $145-50.4% |