Retirement plan

ROUND ROOM HOLDINGS, INC. 401(K) PROFIT SHARING PLAN

Name: ROUND ROOM HOLDINGS, INC. - ROUND ROOM HOLDINGS, INC. 401(K) PROFIT SHARING PLAN (2018) Form 5500
Creator: ROUND ROOM HOLDINGS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROUND ROOM HOLDINGS, INC. 401(K) PROFIT SHARING PLAN, ROUND ROOM HOLDINGS, INC.

ROUND ROOM HOLDINGS, INC.EIN 47-4670699Plan #001PY 2018

525 CONGRESSIONAL BOULEVARD - CARMEL, IN 46032317-819-9067roundroom.comLinkedIn1-10 employeestelecommunications

Prospect flagsLow returnsLow participationLow assets / participantLow participant contributionCorrective distributions

How to read this page

Total assets (EOY)

$15.1M

No prior year

Total participants

1,447

No prior year

Average account balance

$21,169

No prior year

Annual return

-6.05%

No prior year

Benchmarks

See 183 peers

Peer group

Industry51 - Information

Plan typeDefined contribution

Participants1,000-4,999

Cohort183 peers

Snapshot2018

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Analytics

Total assets (EOY)

Plan-year ending balance

$51.31M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$52K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

983

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

56.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$7.44M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.76%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$187

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
BLUESTAR RETIREMENT SERVICES1+ years Service code 13 · EIN 59-3092339	Contract Administrator	$47,192
JARED BUNCH CONSULTING, LLC1+ years Service code 26 · EIN 81-1661697	Advisory (Participants)	$20,155
JARRED BUNCH CONSULTING1+ years Filed as: JARRED BUNCH CONSULTING, LLC Service code 26 · EIN 81-1661697	Advisory (Participants)	$7,197
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009	Securities Custodian	$1,821
JOHN HANCOCK LIFE INSURANCE COMPANY1+ years Filed as: JOHN HANCOCK INSURANCE COMPANY USA Service code 15 · EIN 01-0233346	Recordkeeping	$300

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

5 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$82K

$62 / participant

Investment mgmt$46K57.0%
Contract admin$35K43.0%

% of EOY assets

0.540%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: DULIN WARD & DEWALD
Auditor EIN: 351344820
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$21,169

$71,106-70.2%

$83,333-74.6%

$75,289-71.9%

Participation rate

44.0%

82.0%-38.0pp

77.8%-33.7pp

72.4%-28.4pp

Annual return

-6.05%

-0.56%-5.5pp

10.63%-16.7pp

-0.04%-6.0pp

Employer contribution / active EE

$1,143

$2,436-53.1%

$3,379-66.2%

$2,405-52.5%

Participant deferral / active EE

$1,825

$6,249-70.8%

$5,565-67.2%

$3,739-51.2%

Admin fee / account holder

$114

$72+57.9%

$7,510-98.5%

$102+11.7%

Provider

Service type

Compensation

BLUESTAR RETIREMENT SERVICES1+ years

Service code 13 · EIN 59-3092339

Contract Administrator

$47,192

JARED BUNCH CONSULTING, LLC1+ years

Service code 26 · EIN 81-1661697

Advisory (Participants)

$20,155

JARRED BUNCH CONSULTING1+ years

Filed as: JARRED BUNCH CONSULTING, LLC

Service code 26 · EIN 81-1661697

Advisory (Participants)

$7,197

CHARLES SCHWAB & CO., INC.1+ years

Filed as: CHARLES SCHWAB BANK

Service code 19 · EIN 42-1558009

Securities Custodian

$1,821

JOHN HANCOCK LIFE INSURANCE COMPANY1+ years

Filed as: JOHN HANCOCK INSURANCE COMPANY USA

Service code 15 · EIN 01-0233346

Recordkeeping

$300

ROUND ROOM HOLDINGS, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROUND ROOM HOLDINGS, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion