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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,027 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Filed as: MML INVESTORS SERVICES, LLC Service code 49 565 TAXTER ROAD · ELMSFORD, NY 10523 | Other Services | $0 |
TD AMERITRADE, INC.2 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,811 | $50,199-68.5% | $69,890-77.4% | $66,949-76.4% |
| Participation rate | 66.7% | 66.3%+0.3pp | 70.5%-3.8pp | 69.8%-3.2pp |
| Annual return | -14.86% | -13.85%-1.0pp | 190.84%-205.7pp | 1.57%-16.4pp |
| Employer contribution / active EE | $0 | $1,864-100.0% | $2,560-100.0% | $2,545-100.0% |
| Participant deferral / active EE | $2,527 | $3,112-18.8% | $3,848-34.3% | $4,239-40.4% |
| Admin fee / account holder | $28 | $600-95.3% | $6,267-99.6% | $594-95.3% |