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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $6,937 |
ASCENSUS LLC6+ years Service code 15 · EIN 11-3665754 | Recordkeeping | $3,165 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,681 | $79,700-79.1% | $153,476-89.1% | $74,400-77.6% |
| Participation rate | 94.0% | 69.8%+24.2pp | 77.1%+16.9pp | 67.2%+26.8pp |
| Annual return | 16.40% | 15.07%+1.3pp | 15.66%+0.7pp | 1367.51%-1351.1pp |
| Employer contribution / active EE | $2,703 | $4,016-32.7% | $5,038-46.3% | $2,624+3.0% |
| Participant deferral / active EE | $7,859 | $5,315+47.9% | $6,759+16.3% | $4,348+80.7% |
| Admin fee / account holder | $38 | $1,790-97.9% | $12,729-99.7% | $1,944-98.0% |