Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $22,437 |
ASCENSUS LLC7+ years Service code 15 · EIN 11-3665754 | Recordkeeping | $11,070 |
3 funds of $250K or more; 11 lines in all, holding $4.4M of the plan's $4.4M. From the 2024 filing. Recordkeeper: Ascensus.
| Fund | Dollars | % of funds% |
|---|---|---|
| MFS MFS (Sun Life) · Mutual fund | $3.1M | 69.5% |
| Vanguard Vanguard · Mutual fund | $733K | 16.5% |
| iShares BlackRock · ETF Index | $347K | 7.8% |
| Macquarie Macquarie / Nomura · Other | $89K | 2.0% |
| T. Rowe Price T. Rowe Price · Mutual fund | $76K | 1.7% |
| Legg Mason Franklin Templeton · Other | $49K | 1.1% |
| BlackRock BlackRock · Mutual fund | $17K | 0.4% |
| Attachment to 2024 Form Manager not matched · Other | $17K | 0.4% |
| Nuveen TIAA (Nuveen) · Mutual fund | $13K | 0.3% |
| PIMCO PIMCO (Allianz) · Mutual fund | $10K | 0.2% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.