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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $81,957 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 611 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Plan) | $29,996 |
Service code 99 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Other Fees | $14,950 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,821 | $53,216-23.3% | $155,534-73.8% | $199,960-79.6% |
| Participation rate | 31.4% | 64.1%-32.7pp | 78.2%-46.8pp | 72.0%-40.6pp |
| Annual return | 16.16% | 41.18%-25.0pp | 64.92%-48.8pp | 34.28%-18.1pp |
| Employer contribution / active EE | $897 | $1,848-51.5% | $4,675-80.8% | $3,036-70.5% |
| Participant deferral / active EE | $1,932 | $3,164-38.9% | $5,630-65.7% | $5,087-62.0% |
| Admin fee / account holder | $136 | $186-26.8% | $15,900-99.1% | $269-49.5% |