Filed December 27, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $214,739 |
ACTUARIAL BENEFITS CORP8 years Service code 16 · EIN 20-1054428 | Consulting | $90,500 |
BDO USA, LLP1 year Filed as: BDO Service code 10 · EIN 13-5381590 | Accounting | $1,000 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,315 | $2,687,218-97.6% | $165,071-61.6% | $199,960-68.3% |
| Participation rate | 94.4% | 78.3%+16.1pp | 78.6%+15.8pp | 72.0%+22.4pp |
| Annual return | 12.57% | 17.94%-5.4pp | 70.17%-57.6pp | 34.28%-21.7pp |
| Employer contribution / active EE | $2,598 | $2,958-12.2% | $4,347-40.2% | $3,036-14.4% |
| Participant deferral / active EE | $6,533 | $5,002+30.6% | $6,035+8.2% | $5,087+28.4% |
| Admin fee / account holder | $75 | $1,988-96.3% | $12,695-99.4% | $269-72.3% |