Filed November 3, 2013 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $63,482 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 28 · EIN 35-2552359 | Investment Management | $19,642 |
DA DAVIDSON & CO3+ years Filed as: D.A. DAVIDSON Service code 28 · EIN 81-0139474 | Investment Management | $16,241 |
BMO HARRIS BANK NA4+ years Filed as: BMO HARRIS BANK, NA Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $247,072 | $44,873+450.6% | $79,464+210.9% | $56,287+339.0% |
| Participation rate | 97.0% | 68.7%+28.3pp | 73.3%+23.7pp | 69.9%+27.2pp |
| Annual return | -6.56% | 0.81%-7.4pp | 718.14%-724.7pp | -9.96%+3.4pp |
| Employer contribution / active EE | $8,785 | $2,140+310.5% | $2,800+213.7% | $2,111+316.2% |
| Participant deferral / active EE | $7,970 | $2,746+190.3% | $3,704+115.2% | $3,350+137.9% |
| Admin fee / account holder | $473 | $418+13.1% | $5,113-90.7% | $521-9.2% |