Retirement plan

CASSLING 401K SAVINGS PLAN

Name: CASSLING - CASSLING 401K SAVINGS PLAN (2016) Form 5500
Creator: CASSLING
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CASSLING 401K SAVINGS PLAN, CASSLING

CASSLINGEIN 47-0673457Plan #001PY 2016

13808 F STREET - OMAHA, NE 681371102402-334-5000cassling.comLinkedIn51-200 employeesmedical devices

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$36.3M

+12.1% from 2015

Total participants

176

+0.6% from 2015

Average account balance

$205,980

+11.5% from 2015

Annual return

8.72%

+7.77 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$78.48M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$327K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

240

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$4.63M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$25K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.07%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$435

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
NATIONWIDE2+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$63,487
SMITH HAYES ADVISERS, INC.2+ years Filed as: SMITH HAYES ADVISERS INC Service code 26 1225 L STREET - STE 200 · LINCOLN, NE 68508	Advisory (Participants)	$52,294
BENEFIT PLANS ADMIN SERVICES, INC.2+ years Filed as: BENEFIT PLANS, INC. Service code 13 16924 FRANCES STREET - STE 100 · OMAHA, NE 681302357	Contract Administrator	$19,327
DA DAVIDSON & CO1 year Filed as: DA DAVIDSON AND CO Service code 26 8 THIRD STREET N · GREAT FALLS, MT 59401	Advisory (Participants)	$17,686

Plan features & details

Pension benefit codes2E2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: LUTZ & COMPANY, P.C.
Auditor EIN: 470625816
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$205,980

$75,183+174.0%

$123,894+66.3%

$55,167+273.4%

Participation rate

100.0%

72.8%+27.2pp

81.4%+18.6pp

69.0%+31.0pp

Annual return

8.72%

19.01%-10.3pp

47.52%-38.8pp

169.23%-160.5pp

Employer contribution / active EE

$8,205

$2,823+190.6%

$4,617+77.7%

$1,963+318.1%

Participant deferral / active EE

$8,356

$5,084+64.3%

$5,984+39.6%

$3,054+173.6%

Admin fee / account holder

$663-100.0%

$8,357-100.0%

$504-100.0%

Provider

Service type

Compensation

NATIONWIDE2+ years

Service code 15

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$63,487

SMITH HAYES ADVISERS, INC.2+ years

Filed as: SMITH HAYES ADVISERS INC

Service code 26

1225 L STREET - STE 200 · LINCOLN, NE 68508

Advisory (Participants)

$52,294

BENEFIT PLANS ADMIN SERVICES, INC.2+ years

Filed as: BENEFIT PLANS, INC.

Service code 13

16924 FRANCES STREET - STE 100 · OMAHA, NE 681302357

Contract Administrator

$19,327

DA DAVIDSON & CO1 year

Filed as: DA DAVIDSON AND CO

Service code 26

8 THIRD STREET N · GREAT FALLS, MT 59401

Advisory (Participants)

$17,686

CASSLING 401K SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

CASSLING 401K SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion