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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP10+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $39,987 |
PRINCIPAL FINANCIAL GROUP8 years Filed as: PRINCIPAL SECURITIES INC Service code 27 · EIN 42-0941553 | Advisory (Plan) | $22,381 |
8 funds of $250K or more; 26 lines in all, holding $9.6M of the plan's $9.6M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| RetirePilot Mod Ret Fund R1 Manager not matched · Collective trust | $3.3M | 34.6% |
| RetirePilot Mod 2035 Fund R1 Manager not matched · Collective trust | $1.6M | 16.4% |
| RetirePilot Mod 2045 Fund R1 Manager not matched · Collective trust | $1.1M | 12.0% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexPossible retail class A | $517K | 5.4% |
| Principal SAM Conservative Balanced Separate Account Principal · Separate account Recordkeeper's own fund | $433K | 4.5% |
| RetirePilot Mod 2055 Fund R1 Manager not matched · Collective trust | $413K | 4.3% |
| Principal Blue Chip Separate Account Principal · Separate account Recordkeeper's own fund | $412K | 4.3% |
| Principal Capital Appreciation Separate Account Principal · Separate account Recordkeeper's own fund | $316K | 3.3% |
| Principal Global Investors Trust Co Principal Stable Value Z Fund Principal · Stable value Stable valueRecordkeeper's own fund | $163K | 1.7% |
| Principal MidCap Separate Account Principal · Separate account Recordkeeper's own fund | $153K | 1.6% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.