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| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY6+ years Service code 12 · EIN 47-0321480 | Investment management fees paid direc... | $15,187 |
MATRIX CLEARANCE AND SETTLEMENT6+ years Service code 33 · EIN 13-4046432 | Securities brokerage; Sub-transfer ag... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,398 | $55,636-66.9% | $81,982-77.6% | $73,497-75.0% |
| Participation rate | 90.1% | 62.3%+27.8pp | 69.3%+20.8pp | 70.7%+19.4pp |
| Annual return | 14.36% | 19.07%-4.7pp | 41.31%-27.0pp | 28.51%-14.2pp |
| Employer contribution / active EE | $534 | $1,625-67.1% | $2,498-78.6% | $2,270-76.5% |
| Participant deferral / active EE | $2,190 | $2,762-20.7% | $3,722-41.2% | $3,740-41.4% |
| Admin fee / account holder | $74 | $493-85.0% | $5,665-98.7% | $513-85.6% |