Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $26,455 |
AMERICAN FUNDS4 years Filed as: CAPITAL GROUP RETIREMENT PLAN SVCS. Service code 25 · EIN 82-4555287 | Directed Trustee | $5,680 |
11 funds of $250K or more; 15 lines in all, holding $8.2M of the plan's $9.5M. From the 2025 filing. Recordkeeper: Capital Group.
Target-date series: American Funds Target Date, mutual fund, 50% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 8 vintagesRecordkeeper's own fund | $4.1M | 50.2% |
| American Funds Capital Group · Mutual fund Recordkeeper's own fund | $1.6M | 20.0% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund Recordkeeper's own fund | $662K | 8.1% |
| American Funds Vanguard 500 Index Fund - Admiral American Funds Capital Group · Mutual fund IndexRecordkeeper's own fund | $498K | 6.1% |
| American Funds Vanguard Developed Markets Index Admiral American Funds Capital Group · Mutual fund IndexRecordkeeper's own fund | $465K | 5.7% |
| American Funds Dodge & Cox Stock Fund - I American Funds Capital Group · Mutual fund Recordkeeper's own fund | $402K | 4.9% |
| American Funds Invesco Corporate Bond R6 American Funds Capital Group · Mutual fund Recordkeeper's own fund | $127K | 1.6% |
| American Funds Growth Portfolio Class R-6 Capital Group · Mutual fund Recordkeeper's own fund | $78K | 1.0% |
| American Funds Blackrock High Yield Bond Portfolio K American Funds Capital Group · Collective trust Recordkeeper's own fund | $75K | 0.9% |
| American Lord Abbett Short Duration Income R6 American Funds Lord Abbett · Mutual fund | $47K | 0.6% |
Added 1 fund, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| AddedAmerican Funds Vanguard Developed Markets Index Admiral American Funds | $465K |
| DroppedAmerican Funds Vanguard Extended Market Index Adm American Funds | $367K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.