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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $21,417 |
Service code 52 · EIN 13-5674085 | Indirect Investment Fees | $8,585 |
ADP BROKER-DEALER1 year Service code 49 · EIN 22-3319984 | Other Services | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,524 | $55,449-59.4% | $83,830-73.1% | $56,287-60.0% |
| Participation rate | 70.7% | 68.0%+2.7pp | 76.1%-5.5pp | 69.9%+0.8pp |
| Annual return | -5.51% | -1.38%-4.1pp | 850.97%-856.5pp | -9.96%+4.4pp |
| Employer contribution / active EE | $2,784 | $2,430+14.5% | $3,631-23.3% | $2,111+31.9% |
| Participant deferral / active EE | $5,582 | $2,935+90.2% | $4,082+36.7% | $3,350+66.6% |
| Admin fee / account holder | $169 | $656-74.2% | $5,479-96.9% | $521-67.5% |