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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $3,157 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,314 | $42,548-42.9% | $74,551-67.4% | $56,289-56.8% |
| Participation rate | 98.3% | 60.5%+37.9pp | 69.1%+29.2pp | 69.9%+28.5pp |
| Annual return | -2.90% | 12.40%-15.3pp | 32.53%-35.4pp | -9.96%+7.1pp |
| Employer contribution / active EE | $982 | $855+14.9% | $1,961-49.9% | $2,111-53.5% |
| Participant deferral / active EE | $1,517 | $2,277-33.4% | $3,108-51.2% | $3,350-54.7% |
| Admin fee / account holder | $31 | $467-93.3% | $5,059-99.4% | $521-94.0% |