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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $326,639 |
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $90,915 |
ROCATON INVESTMENT ADVISORS, LLC2+ years Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 27 · EIN 04-3638035 | Advisory (Plan) | $50,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,940 | $84,149-37.1% | $130,070-59.3% | $103,657-48.9% |
| Participation rate | 45.8% | 81.0%-35.1pp | 78.5%-32.7pp | 73.4%-27.5pp |
| Annual return | 29.80% | 25.45%+4.4pp | -137.40%+167.2pp | 33.13%-3.3pp |
| Employer contribution / active EE | $1,347 | $2,687-49.9% | $4,322-68.8% | $3,216-58.1% |
| Participant deferral / active EE | $4,104 | $5,201-21.1% | $5,821-29.5% | $5,218-21.3% |
| Admin fee / account holder | $91 | $75+20.8% | $10,600-99.1% | $114-20.5% |