Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $134,034 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$6,782 |
22 funds of $250K or more; 24 lines in all, holding $41.9M of the plan's $42.2M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Fidelity Freedom Index, mutual fund, 65% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 12 vintagesRecordkeeper's own fund | $27.3M | 65.2% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $6.5M | 15.5% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.2M | 2.9% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.0M | 2.4% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $919K | 2.2% |
| continued) Vanguard Developed Markets Index Fund Admiral Shares Vanguard · Mutual fund Index | $669K | 1.6% |
| Vanguard Intermediate-Term Bond Index Fund Admiral Shares Vanguard · Mutual fund Index | $492K | 1.2% |
| Goldman Sachs Stable Value Institutional Series Class 1 Fund Goldman Sachs · Stable value Stable value | $470K | 1.1% |
| Cohen & Steers Institutional Realty Shares Cohen & Steers · Mutual fund | $397K | 0.9% |
| Parnassus Value Equity Fund Affiliated Managers Group · Mutual fund | $366K | 0.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.