Filed March 8, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $503,608 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 16 · EIN 35-2552359 | Consulting | $29,174 |
BKD, LLP4+ years Filed as: BKD CPAS AND ADVISORS Service code 10 · EIN 44-0160260 | Accounting | $16,000 |
MERITAIN HEALTH, INC.1 year Service code 16 · EIN 16-1264154 | Consulting | $6,132 |
Filed as: BALASA DINVERNO & FOLTZ, LLC Service code 33 · EIN 36-4445980 | Securities brokerage commissions and ... | $5,065 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $999 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,373 | $44,007-26.4% | $154,110-79.0% | $68,904-53.0% |
| Participation rate | 96.1% | 70.0%+26.1pp | 83.0%+13.1pp | 74.1%+22.0pp |
| Annual return | 2.85% | 8.15%-5.3pp | 735.22%-732.4pp | 1.07%+1.8pp |
| Employer contribution / active EE | $1,752 | $1,732+1.2% | $5,298-66.9% | $2,540-31.0% |
| Participant deferral / active EE | $3,549 | $2,813+26.2% | $5,081-30.2% | $4,015-11.6% |
| Admin fee / account holder | $51 | $65-21.0% | $13,412-99.6% | $71-28.2% |