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| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES2 years Filed as: EDWARD D. JONES & CO., L.P. Service code 26 · EIN 43-0345811 | Advisory (Participants) | $21,684 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $3,665 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,866 | $62,928-74.8% | $172,752-90.8% | $67,579-76.5% |
| Participation rate | 94.7% | 64.5%+30.2pp | 82.6%+12.1pp | 71.3%+23.4pp |
| Annual return | 37.44% | 30.36%+7.1pp | 802.97%-765.5pp | 378.56%-341.1pp |
| Employer contribution / active EE | $1,963 | $1,636+20.0% | $5,144-61.8% | $2,148-8.6% |
| Participant deferral / active EE | $3,634 | $2,145+69.5% | $5,198-30.1% | $3,539+2.7% |
| Admin fee / account holder | $83 | $167-50.5% | $13,955-99.4% | $142-42.0% |