Retirement plan

BENTHAM CAPITAL LLC 401(K) RETIREMENT PLAN

Name: BENTHAM CAPITAL LLC - BENTHAM CAPITAL LLC 401(K) RETIREMENT PLAN (2018) Form 5500
Creator: BENTHAM CAPITAL LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BENTHAM CAPITAL LLC 401(K) RETIREMENT PLAN, BENTHAM CAPITAL LLC

BENTHAM CAPITAL LLCEIN 45-3071310Plan #003PY 2018

437 MADISON AVENUE, 19TH FLOOR - NEW YORK, NY 10022212-488-5331

Other plans on this EIN

1 filing

#002Retirement-$908K assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$1.6M

-10.5% from 2017

Total participants

+25.0% from 2017

Average account balance

$85,586

-24.7% from 2017

Annual return

-5.91%

-29.31 pp from 2017

Benchmarks

See 31,466 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants<25

Cohort31,466 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6.75M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$125K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

154.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$980K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$28K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.05%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$21584

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$534K

$26699 / participant

Other / not subdivided$534K100.0%

% of EOY assets

32.838%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$85,586

$160,059-46.5%

$140,019-38.9%

$135,380-36.8%

Participation rate

95.0%

88.5%+6.5pp

87.5%+7.5pp

82.6%+12.4pp

Annual return

-5.91%

911.48%-917.4pp

651.17%-657.1pp

519.81%-525.7pp

Employer contribution / active EE

$10,915

$6,420+70.0%

$5,605+94.7%

$4,779+128.4%

Participant deferral / active EE

$11,584

$7,641+51.6%

$6,927+67.2%

$5,609+106.5%

Admin fee / account holder

$28,104

$13,328+110.9%

$10,705+162.5%

$10,828+159.6%

BENTHAM CAPITAL LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BENTHAM CAPITAL LLC 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion