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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 19 · EIN 13-2638166 | Securities Custodian | $59,038 |
TRISHA LEHR1 year Service code 30 · EIN 16-0836163 | Employee (plan) | $39,144 |
LUKE BAECKER1 year Service code 30 · EIN 16-0836163 | Employee (plan) | $29,108 |
Service code 10 · EIN 47-1793720 | Accounting | $15,636 |
14 funds of $250K or more; 16 lines in all, holding $9.0M of the plan's $9.5M. From the 2025 filing. Recordkeeper: Not identified.
| Fund | Dollars | % of funds% |
|---|---|---|
| iShares Core U.S. Aggregate Bond ETF BlackRock · ETF Index | $1.2M | 13.6% |
| iShares Core MSCI EAFE ETF BlackRock · ETF Index | $1.0M | 11.3% |
| iShares Core S&P 500 Value ETF BlackRock · ETF Index | $936K | 10.3% |
| iShares Core S&P 500 Growth ETF BlackRock · ETF Index | $710K | 7.8% |
| iShares Core S&P Mid-Cap ETF BlackRock · ETF Index | $657K | 7.3% |
| State Street(R) Technology Select Sector SPDR(R) ETF State Street (SSgA) · ETF Index | $652K | 7.2% |
| iShares Trust 1-5 YR Corporate Bond ETF BlackRock · Collective trust Index | $620K | 6.9% |
| Mutual Funds and Exchange Traded Funds Doubleline ETF Trust Mortgage ETF DoubleLine · Collective trust Index | $612K | 6.8% |
| iShares Iboxx $ Invt Grade BlackRock · ETF Index | $612K | 6.8% |
| iShares MSCI USA Quality Factor ETF BlackRock · ETF Index | $491K | 5.4% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor signed off without reservation. This is the cleanest opinion.