Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES Service code 71 · EIN 74-2794194 5707 SOUTHWEST PARKWAY · AUSTIN, TX 787353300 | Brokerage Fees | $8,060 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $10,317 | $45,082-77.1% | $69,464-85.1% | $72,975-85.9% |
| Participation rate | 68.8% | 68.5%+0.3pp | 74.6%-5.8pp | 69.5%-0.7pp |
| Annual return | 11.70% | 22.66%-11.0pp | 28.98%-17.3pp | 81.01%-69.3pp |
| Employer contribution / active EE | $837 | $2,055-59.3% | $2,779-69.9% | $2,440-65.7% |
| Participant deferral / active EE | $1,198 | $2,604-54.0% | $3,536-66.1% | $3,608-66.8% |
| Admin fee / account holder | $112 | $3,057-96.3% | $3,840-97.1% | $5,124-97.8% |