Filed April 1, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $793,377 |
AMERICAN FUNDS2+ years Filed as: ADVANCED CAPITAL GROUP Service code 16 · EIN 41-1921960 | Consulting | $26,176 |
Filed as: CHARLES SCHWAB AND CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $680 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,045 | $37,213+88.2% | $156,549-55.3% | $63,975+9.5% |
| Participation rate | 98.5% | 65.0%+33.5pp | 84.0%+14.5pp | 71.1%+27.4pp |
| Annual return | 6.28% | 47.89%-41.6pp | 32.23%-25.9pp | 48.65%-42.4pp |
| Employer contribution / active EE | $2,277 | $1,357+67.8% | $5,501-58.6% | $2,182+4.4% |
| Participant deferral / active EE | $4,617 | $2,070+123.0% | $4,871-5.2% | $3,356+37.6% |
| Admin fee / account holder | $48 | $56-13.9% | $13,027-99.6% | $70-31.2% |