Filed August 4, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $154,976 |
Filed as: VARIABLE ANNUITY LIFE INSURANCE CO. Service code 19 · EIN 74-1625348 | Securities Custodian | $24,055 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,387 | $47,456+2.0% | $172,739-72.0% | $77,787-37.8% |
| Participation rate | 53.5% | 66.3%-12.8pp | 82.6%-29.2pp | 73.2%-19.8pp |
| Annual return | 17.36% | 35.57%-18.2pp | 802.84%-785.5pp | 32.57%-15.2pp |
| Employer contribution / active EE | $905 | $1,574-42.5% | $5,143-82.4% | $2,504-63.9% |
| Participant deferral / active EE | $2,544 | $2,560-0.6% | $5,198-51.1% | $3,967-35.9% |
| Admin fee / account holder | $152 | $81+87.6% | $13,954-98.9% | $100+51.6% |