Filed March 10, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CREATIVE PLANNING LLC6 years Service code 26 · EIN 43-1270780 | Advisory (Participants) | $91,861 |
CHARLES SCHWAB & CO., INC.8 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $49,812 |
Filed as: PREVAIL INNOVATIVE WEALTH ADVI Service code 26 · EIN 82-1443118 | Advisory (Participants) | $21,829 |
GREENUP STREET WEALTH2 years Service code 26 · EIN 85-3245392 | Advisory (Participants) | $12,349 |
HALYARD FINANCIAL LLC8 years Service code 26 · EIN 82-3310677 | Advisory (Participants) | $10,140 |
GOLDMAN SACHS5 years Filed as: KAVAR CAPITAL PARTNERS GROUP L Service code 26 · EIN 85-3721708 | Advisory (Participants) | $9,598 |
ONE ADVISORY PARTNERS LLC9 years Service code 26 · EIN 45-4357540 | Advisory (Participants) | $8,678 |
CHARLES SCHWAB & CO., INC.11+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $8,005 |
MONETA GROUP LLC8 years Filed as: MONETA GROUP INVESTMENT ADVISO Service code 26 · EIN 20-1903821 | Advisory (Participants) | $6,208 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $539,782 | $160,882+235.5% | $200,582+169.1% | $102,872+424.7% |
| Participation rate | 99.1% | 91.2%+8.0pp | 86.9%+12.3pp | 73.0%+26.1pp |
| Annual return | 14.25% | 18.15%-3.9pp | 42.33%-28.1pp | 19.06%-4.8pp |
| Employer contribution / active EE | $16,832 | $5,602+200.5% | $6,419+162.2% | $3,526+377.3% |
| Participant deferral / active EE | $17,252 | $9,300+85.5% | $9,331+84.9% | $5,535+211.7% |
| Admin fee / account holder | $97 | $125-21.9% | $16,305-99.4% | $292-66.6% |