Filed January 9, 2026
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES LLP Service code 26 · EIN 04-2675571 | Advisory (Participants) | $47,402 |
NORTH AMERICAN KTRADE ALLIANCE, LLC10+ years Service code 10 · EIN 32-0169227 | Accounting | $23,065 |
DEMARS PENSION CONSULTING SERVICES10+ years Filed as: DEMARS PENSION CONSULTING SERVICES, Service code 10 · EIN 48-0890241 | Accounting | $10,374 |
Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $9,346 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,725 | $59,417+59.4% | $93,606+1.2% | $74,495+27.2% |
| Participation rate | 88.6% | 59.7%+29.0pp | 68.7%+19.9pp | 67.2%+21.4pp |
| Annual return | 14.53% | 81.83%-67.3pp | 133.20%-118.7pp | 1364.94%-1350.4pp |
| Employer contribution / active EE | $1,645 | $1,264+30.2% | $2,420-32.0% | $2,623-37.3% |
| Participant deferral / active EE | $6,313 | $3,050+107.0% | $4,411+43.1% | $4,346+45.3% |
| Admin fee / account holder | $365 | $3,021-87.9% | $8,285-95.6% | $1,942-81.2% |