Filed October 20, 2021
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROEHL & YI INVESTMENT ADVISORS Service code 26 · EIN 93-1249395 | Advisory (Participants) | $12,047 |
Filed as: JOHN HANCOCK LIFE INSURANCE CO USA Service code 15 · EIN 01-0233346 | Recordkeeping | $925 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,620 | $94,529-79.2% | $140,016-86.0% | $64,186-69.4% |
| Participation rate | 100.0% | 84.1%+15.9pp | 87.5%+12.5pp | 69.6%+30.4pp |
| Annual return | -5.30% | 7.77%-13.1pp | 651.12%-656.4pp | 7.63%-12.9pp |
| Employer contribution / active EE | $3,556 | $3,812-6.7% | $5,606-36.6% | $2,381+49.4% |
| Participant deferral / active EE | $4,746 | $5,250-9.6% | $6,927-31.5% | $3,470+36.8% |
| Admin fee / account holder | $132 | $6,741-98.0% | $10,705-98.8% | $4,888-97.3% |