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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $286,389 |
Filed as: MERRILL LYNCH CONSULTING SERVICES Service code 70 · EIN 94-1687665 | Consulting Fees | $37,500 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,883 | $64,311+32.0% | $110,243-23.0% | $75,289+12.7% |
| Participation rate | 79.0% | 79.3%-0.2pp | 79.8%-0.8pp | 72.4%+6.6pp |
| Annual return | -5.43% | -1.74%-3.7pp | 314.76%-320.2pp | -0.04%-5.4pp |
| Employer contribution / active EE | $5,004 | $2,404+108.2% | $3,827+30.8% | $2,405+108.1% |
| Participant deferral / active EE | $7,406 | $3,892+90.3% | $4,672+58.5% | $3,739+98.1% |
| Admin fee / account holder | $234 | $88+167.3% | $8,548-97.3% | $102+129.0% |