Filed March 3, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WOOD FINANCIAL PARTNERS3 years Service code 27 102 S IOLA DR · WEBSTER GROVES, MO 63119 | Advisory (Plan) | $7,191 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,425 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,315 | $54,573-33.5% | $90,951-60.1% | $73,488-50.6% |
| Participation rate | 73.1% | 61.2%+11.9pp | 69.0%+4.0pp | 70.7%+2.4pp |
| Annual return | 18.53% | 16.69%+1.8pp | 134.60%-116.1pp | 28.51%-10.0pp |
| Employer contribution / active EE | $758 | $991-23.5% | $2,122-64.3% | $2,270-66.6% |
| Participant deferral / active EE | $3,463 | $2,517+37.6% | $3,373+2.7% | $3,740-7.4% |
| Admin fee / account holder | $55 | $521-89.5% | $5,959-99.1% | $513-89.4% |