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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,955 | $62,267-11.7% | $110,243-50.2% | $55,725-1.4% |
| Participation rate | 62.6% | 78.1%-15.5pp | 79.8%-17.2pp | 70.9%-8.2pp |
| Annual return | -1.16% | -1.07%-0.1pp | 314.76%-315.9pp | 244.93%-246.1pp |
| Employer contribution / active EE | $1,367 | $1,941-29.6% | $3,827-64.3% | $2,078-34.2% |
| Participant deferral / active EE | $1,797 | $3,516-48.9% | $4,672-61.5% | $3,356-46.4% |
| Admin fee / account holder | $1 | $121-99.6% | $8,548-100.0% | $115-99.5% |