Filed April 4, 2008
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
THE MUTUAL FUND STORE1+ years Filed as: THE MUTUAL FUND STORE, INC. Service code 26 · EIN 48-1088655 | Advisory (Participants) | $13,315 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $315 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,851 | $37,117+26.2% | $147,614-68.3% | $55,191-15.1% |
| Participation rate | 36.8% | 63.6%-26.8pp | 84.6%-47.8pp | 69.2%-32.4pp |
| Annual return | 4.82% | 3.44%+1.4pp | 61.98%-57.2pp | 10.78%-6.0pp |
| Employer contribution / active EE | $30 | $1,620-98.1% | $5,564-99.5% | $1,899-98.4% |
| Participant deferral / active EE | $1,266 | $1,985-36.2% | $4,895-74.1% | $3,046-58.4% |
| Admin fee / account holder | $90 | $86+5.3% | $11,611-99.2% | $91-0.7% |