Filings through .
Filed February 25, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $34,071 |
CETERA FINANCIAL GROUP2 years Filed as: CETERA INVESTMENT ADVISORS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $12,561 |
6 funds of $250K or more; 18 lines in all, holding $6.1M of the plan's $9.2M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Vanguard Target Retirement, mutual fund, 25% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 10 vintages | $1.5M | 25.1% |
| WM Blair LG CP GR I Manager not matched · Other | $1.3M | 21.7% |
| Cash/money market Fidelity (FMR) · Money market Recordkeeper's own fund | $954K | 15.6% |
| Vanguard Total International Stock Index Fund Investor Shares Vanguard · Mutual fund | $481K | 7.9% |
| Vanguard Wellesley Income Fund Admiral Shares Vanguard · Mutual fund | $359K | 5.9% |
| Dodge & Cox Stock Fund Class I Dodge & Cox · Mutual fund | $316K | 5.2% |
| Vanguard Long-Term Investment-Grade Fund Admiral Shares Vanguard · Mutual fund | $237K | 3.9% |
| Victory S Estb Val I Victory Capital · Mutual fund | $210K | 3.4% |
| MFS Mid Cap Growth Fund R6 MFS (Sun Life) · Mutual fund | $174K | 2.9% |
| TCW MW Tot Rtn Bd I TCW · Other | $161K | 2.6% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.