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| Provider | Service type | Compensation |
|---|---|---|
MARINER LLC3 years Filed as: MARINER RETIREMENT ADVISORS, LLC Service code 15 · EIN 61-1740806 | Recordkeeping | $26,055 |
WITHUMSMITH+BROWN, PC1 year Filed as: BROWN SMITH WALLACE LLC Service code 15 · EIN 43-1001367 | Recordkeeping | $10,800 |
ADP BROKER-DEALER4+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,780 |
ADP BROKER-DEALER4+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,232 | $73,102-49.1% | $123,553-69.9% | $56,289-33.9% |
| Participation rate | 86.9% | 74.3%+12.6pp | 82.3%+4.6pp | 69.9%+17.1pp |
| Annual return | -7.34% | 3.01%-10.3pp | 119.21%-126.5pp | -9.96%+2.6pp |
| Employer contribution / active EE | $916 | $2,977-69.2% | $4,628-80.2% | $2,111-56.6% |
| Participant deferral / active EE | $4,368 | $5,423-19.5% | $6,426-32.0% | $3,350+30.4% |
| Admin fee / account holder | $211 | $554-61.9% | $9,284-97.7% | $521-59.5% |