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| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 41-1825080 | Advisory (Participants) | $54,801 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $30,187 |
MARINER LLC2 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $18,363 |
WOOSTER CORTHELL WEALTH MGMT2 years Service code 26 · EIN 06-1458774 | Advisory (Participants) | $12,314 |
Filed as: RAYMOND JAMES & ASSOCIATES INC. Service code 28 · EIN 59-1237041 | Investment Management | $8,393 |
Filed as: LEDGE WEALTH MANAGEMENT INC. Service code 26 · EIN 27-2503393 | Advisory (Participants) | $8,205 |
Service code 26 · EIN 41-1655392 | Advisory (Participants) | $6,837 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $5,079 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $342,970 | $100,801+240.2% | $149,696+129.1% | $73,409+367.2% |
| Participation rate | 94.2% | 77.7%+16.5pp | 82.5%+11.7pp | 72.2%+22.0pp |
| Annual return | 14.27% | 265.34%-251.1pp | 276.60%-262.3pp | 59.29%-45.0pp |
| Employer contribution / active EE | $13,857 | $3,312+318.5% | $4,644+198.4% | $2,234+520.4% |
| Participant deferral / active EE | $6,607 | $6,404+3.2% | $6,842-3.4% | $3,805+73.6% |
| Admin fee / account holder | $195 | $181+8.1% | $9,309-97.9% | $158+23.8% |