Filed February 23, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $42,378 |
Service code 28 · EIN 01-0560582 | Investment Management | $25,000 |
Filed as: CITY NATIONAL ROCHDALE LLC Service code 26 · EIN 13-3360819 | Advisory (Participants) | $23,417 |
Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $2,210 |
Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $377,357 | $52,953+612.6% | $172,739+118.5% | $65,185+478.9% |
| Participation rate | 96.9% | 66.2%+30.7pp | 82.6%+14.2pp | 70.2%+26.7pp |
| Annual return | 19.49% | 30.12%-10.6pp | 802.84%-783.4pp | 29.38%-9.9pp |
| Employer contribution / active EE | $23,273 | $2,190+962.9% | $5,143+352.5% | $2,177+969.2% |
| Participant deferral / active EE | $14,094 | $2,471+470.4% | $5,198+171.2% | $3,514+301.1% |
| Admin fee / account holder | $659 | $472+39.6% | $13,954-95.3% | $847-22.2% |