Filed February 8, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PROACCOUNT1 year Service code 28 · EIN 73-0988442 | Investment Management | $34,527 |
Filed as: IRON FIDUCIARY Service code 28 · EIN 99-9552241 | Investment Management | $10,762 |
NATIONWIDE9 years Service code 28 · EIN 31-4177100 ONE NATIONWIDE PLAZA · COLMBUS, OH 432152226 | Investment Management | $10,204 |
NATIONWIDE9 years Filed as: NATIONWIDE LIFE INSURANCE COMPANY Service code 28 · EIN 31-4156830 | Investment Management | $2,691 |
LPL FINANCIAL7 years Filed as: LPL FINANCIAL LLC Service code 28 · EIN 95-2834236 | Investment Management | $0 |
NATIONWIDE1 year Filed as: NATIONWIDE RETIREMENT PLANS Service code 28 10 W NATIONWIDE BLVD · COLUMBUS, OH 43215 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,838 | $56,047-46.8% | $98,716-69.8% | $79,634-62.5% |
| Participation rate | 48.6% | 54.6%-6.0pp | 69.3%-20.7pp | 62.5%-13.9pp |
| Annual return | 11.17% | 17.58%-6.4pp | 31.81%-20.6pp | 36.46%-25.3pp |
| Employer contribution / active EE | $551 | $1,237-55.5% | $2,279-75.8% | $2,529-78.2% |
| Participant deferral / active EE | $1,485 | $2,469-39.9% | $4,048-63.3% | $3,835-61.3% |
| Admin fee / account holder | $129 | $1,512-91.5% | $8,703-98.5% | $1,002-87.2% |