Filings through .
Filed November 9, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PENTEGRA SERVICES, INC.1 year Filed as: PENTEGRA SERVICES, INC Service code 14 · EIN 13-3745616 701 WESTCHESTER AVE · WHITE PLAINS, NY 106043027 | Plan Administrator | $17,670 |
WITHUMSMITH+BROWN, PC2 years Filed as: RUBIN BROWN LLP Service code 10 · EIN 43-0765316 7676 FORSYTH BLVD · SAINT LOUIS, MO 631054141 | Accounting | $11,000 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 PO BOX 600071 · RALEIGH, NC 276756071 | Advisory (Participants) | $7,500 |
TIAA11+ years Service code 15 · EIN 13-1624203 730 THIRD AVE · NEW YORK, NY 100173206 | Recordkeeping | $7,457 |
CAP FINANCIAL PARTNERS, LLC2 years Service code 16 · EIN 26-0058143 PO BOX 600071 · RALEIGH, NC 276756071 | Consulting | $7,213 |
19 funds of $250K or more; 42 lines in all, holding $36.5M of the plan's $36.5M. From the 2025 filing. Recordkeeper: TIAA (Nuveen).
Target-date series: Nuveen Lifecycle, mutual fund, 3% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Tiaa Traditional Guaranteed Annuity TIAA (Nuveen) · Insurance contract Recordkeeper's own fund | $7.4M | 20.2% |
| Total Global Stock Account Class R1 TIAA (Nuveen) · Mutual fund Recordkeeper's own fund | $5.3M | 14.6% |
| Fully benefit-responsive investment contracts Tiaa Traditional Benefit-Responsive TIAA (Nuveen) · Insurance contract Recordkeeper's own fund | $3.8M | 10.5% |
| Growth Account Class R1 TIAA (Nuveen) · Mutual fund Recordkeeper's own fund | $2.8M | 7.7% |
| Vanguard Total International Stock Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.4M | 6.6% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $2.0M | 5.6% |
| S&P 500 Index Account Class R1 TIAA (Nuveen) · Mutual fund IndexRecordkeeper's own fund | $1.7M | 4.7% |
| Global Equities Account Class R1 TIAA (Nuveen) · Mutual fund Recordkeeper's own fund | $1.6M | 4.3% |
| Tiaa Real Estate TIAA (Nuveen) · Separate account Recordkeeper's own fund | $1.5M | 4.1% |
| Vanguard Small-Cap Idex Admiral Vanguard · Mutual fund | $1.5M | 4.0% |
Added 3 funds, dropped 1 fund. Changed share class on 3 funds.
| Fund | Year-end value |
|---|---|
| AddedTotal Global Stock Account Class R1 | $5.3M |
| Share class changeGrowth Account Class R4 to Growth Account Class R1 | $2.9M to $2.8M |
| Share class changeS&P 500 Index Account Class R4 to S&P 500 Index Account Class R1 | $1.5M to $1.7M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.