Retirement plan

ALBAUGH, LLC 401(K) PROFIT SHARING PLAN

Name: ALBAUGH, LLC - ALBAUGH, LLC 401(K) PROFIT SHARING PLAN (2016) Form 5500
Creator: ALBAUGH, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ALBAUGH, LLC 401(K) PROFIT SHARING PLAN, ALBAUGH, LLC

ALBAUGH, LLCEIN 42-1377980Plan #001PY 2016

1525 NE 36TH STREET - ANKENY, IA 50021515-965-5252albaugh.comLinkedIn1001-5000 employeeschemicals

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$27.1M

+16.3% from 2015

Total participants

285

+8.0% from 2015

Average account balance

$97,995

+7.5% from 2015

Annual return

6.83%

+7.55 pp from 2015

Benchmarks

See 1,686 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants100-249

Cohort1,686 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$71.98M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$197K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

365

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$7.43M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$23K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$561

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
DAVE T. VANAUKEN1 year Filed as: DAVE CARLSON AND BARRY STEIM, JR.. Service code 26 AMERITAS INVESTMENT CORP. · LINCOLN, NE 68505	Advisory (Participants)	$9,812
ALERUS FINANCIAL, N.A.2+ years Service code 15 · EIN 45-6062081	Recordkeeping	$1,549

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$11K

$66 / participant

Investment mgmt$10K86.2%
Other / not subdivided$2K13.8%

% of EOY assets

0.042%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BKD, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$97,995

$43,423+125.7%

$78,676+24.6%

$55,167+77.6%

Participation rate

95.3%

68.0%+27.3pp

73.6%+21.8pp

69.0%+26.4pp

Annual return

6.83%

11.53%-4.7pp

62.19%-55.4pp

169.23%-162.4pp

Employer contribution / active EE

$12,901

$1,997+546.1%

$2,850+352.7%

$1,963+557.4%

Participant deferral / active EE

$4,281

$2,509+70.6%

$3,517+21.7%

$3,054+40.2%

Admin fee / account holder

$41

$416-90.1%

$4,510-99.1%

$504-91.8%

Provider

Service type

Compensation

DAVE T. VANAUKEN1 year

Filed as: DAVE CARLSON AND BARRY STEIM, JR..

Service code 26

AMERITAS INVESTMENT CORP. · LINCOLN, NE 68505

Advisory (Participants)

$9,812

ALERUS FINANCIAL, N.A.2+ years

Service code 15 · EIN 45-6062081

Recordkeeping

$1,549

ALBAUGH, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ALBAUGH, LLC 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion