Filed March 24, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $12,900 |
Filed as: PRINCIPAL SECURITIES INC Service code 27 · EIN 42-0941553 | Advisory (Plan) | $7,067 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,874 | $86,655-32.1% | $119,609-50.8% | $66,914-12.0% |
| Participation rate | 97.2% | 75.6%+21.6pp | 79.3%+17.9pp | 69.8%+27.4pp |
| Annual return | -0.67% | -8.00%+7.3pp | -14.97%+14.3pp | 1.58%-2.3pp |
| Employer contribution / active EE | $304 | $2,536-88.0% | $4,232-92.8% | $2,544-88.0% |
| Participant deferral / active EE | $5,502 | $4,358+26.3% | $5,602-1.8% | $4,237+29.9% |
| Admin fee / account holder | $103 | $755-86.3% | $10,323-99.0% | $593-82.6% |