Filings through .
Filed July 28, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CA 80111 | Recordkeeping Fees | $28,266 |
HUB INTERNATIONAL4 years Filed as: HUB INVESTMENT ADVISORS INC Service code 27 11516 MIRACLE HILLS DRIVE · OMAHA, NE 68154 | Advisory (Plan) | $17,678 |
ASCENSUS LLC5 years Filed as: FUTUREPLAN BY ASCENSUS Service code 13 101 W BROADWAY, STE 1420 · SAN DIEGO, CA 92101 | Contract Administrator | $13,329 |
7 funds of $250K or more; 16 lines in all, holding $7.9M of the plan's $8.0M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: BlackRock LifePath Index, mutual fund, 88% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| BlackRock LifePath Index BlackRock · Mutual fund Target-date, 9 vintages | $6.9M | 88.1% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $188K | 2.4% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $138K | 1.8% |
| American Funds Bond Fund of Amer R6 Capital Group · Mutual fund | $107K | 1.4% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $94K | 1.2% |
| Empower General Account - EI Fixed Account - Class I Empower · Insurance contract Recordkeeper's own fund | $62K | 0.8% |
| Fidelity Emerging Markets Fund Fidelity Advisor Emerging Markets Fund: Class Z Fidelity (FMR) · Mutual fund | $58K | 0.7% |
| ClearBridge Large Cap Growth Fund Franklin Templeton · Mutual fund | $54K | 0.7% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $53K | 0.7% |
| Small CAP Growth Fund R6 Class American Century · Mutual fund | $43K | 0.5% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.