Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Service code 37 · EIN 11-3665754 | Loan Processing | $10,555 |
UNITED OF OMAHA9 years Service code 15 · EIN 47-0322111 | Recordkeeping | $6,789 |
UNITED OF OMAHA1 year Filed as: MUTUAL OF OMAHA INVESTOR SERVICES, Service code 27 3300 MUTUAL OF OMAHA PLAZA · OMAHA, NE 68175 | Advisory (Plan) | $5,618 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,488 | $54,193-6.8% | $93,606-46.1% | $77,643-35.0% |
| Participation rate | 37.7% | 63.9%-26.3pp | 68.7%-31.1pp | 70.6%-32.9pp |
| Annual return | 15.59% | 30.54%-15.0pp | 133.20%-117.6pp | 31.24%-15.7pp |
| Employer contribution / active EE | $645 | $1,168-44.8% | $2,420-73.4% | $2,726-76.4% |
| Participant deferral / active EE | $1,983 | $3,144-36.9% | $4,411-55.1% | $4,647-57.3% |
| Admin fee / account holder | $146 | $576-74.6% | $8,285-98.2% | $430-66.1% |